Financial Services

Financial Services

We know we provide the right service and ongoing support to make a vital difference to your business performance.

The UK financial services industry is a highly complex regulatory regime and smaller firms are feeling the strain like never before.

The pace of change in regulation is unprecedented and our dedicated team of financial services specialists are equipped with considerable expertise and experience to help steer you through this increasingly complex landscape.

We offer specialist services aimed specifically at FCA and PRA regulated organisations and provide an on-call service – offering support in the preparation and review of regulatory reporting returns and related matters. Our services to regulated entities include:

  • External and internal audit
  • Audit of client money/client assets compliance
  • Completion and review of GABRIEL returns
  • Drafting and review of ICAAP and liquidity framework documentation
  • Systems reviews and reporting to the regulator
  • Financial modelling
  • Tax advice for investors
  • FATCA compliance services

Our clients in the financial services sector include:

  • IFAs
  • Wealth managers
  • SIPP providers
  • Investment funds (onshore and off-shore)
  • Fund managers
  • Insurers
  • Insurance brokers
  • Credit unions

Heading up our team working with clients in the Financial Services sector are three sector specialists: Scott Holmes, David McBain and Richard Brown. For Tax, our financial service lead is Susie Walker.

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  • Sharp Minds in Financial Services

    The UK financial services industry is a highly complex regulatory regime and smaller firms are feeling the strain like never before. To find out how our team can help you, download your copy of our Financial Services brochure below.

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  • Johnston Carmichael Corporate Brochure

    Our business and your business combined opens a world of opportunity – it’s that sense of partnership that has defined us since 1936. For a full overview of our services and our sector expertise please download a copy of our Corporate brochure below.

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From Corporate Finance to Wealth Advisory, we've got the skills to make a difference.

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